Lei, Ho Chun 李浩俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2022-07-27 | 2023-02-06 | RO | Leveraged foreign exchange trading | 2023-02-06 |
| 2 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-12-19 | 2018-01-23 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-02-03 | 2017-12-01 | Rep | Dealing in futures contracts | 2018-02-07 | 2018-06-19 | RO | Dealing in futures contracts | 2018-06-19 | 2020-12-18 |
| 4 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2015-02-03 | 2016-07-13 | RO | Leveraged foreign exchange trading | 2016-07-13 | 2017-12-01 | Rep | Leveraged foreign exchange trading | 2018-03-05 | 2018-06-19 | RO | Leveraged foreign exchange trading | 2018-06-19 | 2020-12-18 |
| 5 | South China Investment Management Limited | Rep | Asset management | 2017-10-03 | 2017-12-01 | Rep | Asset management | 2018-03-05 | 2019-08-21 | Rep | Asset management | 2019-11-04 | 2020-12-18 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-03 | 2017-12-01 | Rep | Dealing in securities | 2018-03-05 | 2020-12-18 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-11 | 2013-05-22 | Rep | Dealing in securities | 2009-11-11 | 2013-05-22 | Rep | Leveraged foreign exchange trading | 2010-05-10 | 2013-05-22 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2015-01-16 | Rep | Dealing in securities | 2012-06-20 | 2015-01-16 | Rep | Leveraged foreign exchange trading | 2012-06-20 | 2015-01-16 |
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