Leung, Terry Wai Wa 梁偉華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Afflux Securities Limited RO Dealing in securities 2017-04-27 2017-12-29
2 All Out Life Limited RO Advising on securities 2020-08-18 2020-12-20
RO Asset management 2020-08-18 2020-12-20
RO Dealing in securities 2020-08-18 2020-12-20
3 Core Securities Company Limited (The) Rep Dealing in securities 2018-05-30 2018-07-11
RO Dealing in securities 2018-07-11 2020-07-17
RO Advising on securities 2018-09-07 2020-07-17
RO Asset management 2018-09-07 2020-07-17
4 Huarong International Securities Limited Rep Dealing in futures contracts 2007-02-22 2011-05-07
Rep Dealing in securities 2007-02-22 2011-05-07
5 Midas Securities Limited RO Advising on securities 2021-07-22
RO Asset management 2021-07-22
RO Dealing in securities 2021-07-22
RO Dealing in futures contracts 2021-07-22 2023-06-20
6 Open Securities Limited Rep Dealing in futures contracts 2015-03-30 2016-01-29
Rep Dealing in securities 2015-03-30 2016-01-29
Rep Advising on securities 2015-05-12 2017-03-31
RO Dealing in futures contracts 2016-01-29 2017-03-31
RO Dealing in securities 2016-01-29 2017-03-31
7 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2011-05-19 2015-03-20
Rep Dealing in securities 2011-05-19 2015-03-20
Rep Leveraged foreign exchange trading 2011-05-25 2014-10-20
8 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in futures contracts 2012-06-20 2015-03-20
Rep Dealing in securities 2012-06-20 2015-03-20
Rep Leveraged foreign exchange trading 2012-06-20 2015-03-20

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