Leung, Fiona Wing Yee 梁穎怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-09-09 | 2004-03-08 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-09-10 | 2005-01-05 |
| 3 | Network Financial Services Limited | Rep | Advising on securities | 2005-03-03 | 2006-05-20 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-29 | 2010-04-14 |
| 5 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-29 | 2010-04-14 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2006-11-29 | 2010-04-14 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-11-29 | 2010-04-14 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-05-04 | 2012-10-13 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-05-04 | 2012-10-13 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-04 | 2012-10-13 |
| 11 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2010-05-04 | 2012-10-13 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-21 | 2012-10-13 |
| 13 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2012-10-13 |
| 14 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-21 | 2012-10-13 |
| 15 | Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2012-06-21 | 2012-10-13 |
| 16 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2012-10-22 | 2014-03-24 |
| 17 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-10-22 | 2014-03-24 |
| 18 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-10-22 | 2017-10-25 |
| 19 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2014-01-16 | 2017-10-25 |
| 20 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2014-03-24 | 2017-10-25 |
| 21 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2014-03-24 | 2017-10-25 |
| 22 | FWD Financial Planning Limited (HK) | RO | Advising on securities | 2018-01-16 | 2023-10-12 |
| 23 | FWD Financial Planning Limited (HK) | RO | Dealing in securities | 2018-01-16 | 2023-10-12 |
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