Li, Carl Shi Kai 李詩凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-17 | 2011-05-01 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-08 | 2011-05-01 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-12 | 2013-03-01 | Rep | Dealing in securities | 2011-05-12 | 2013-03-01 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2013-03-01 | Rep | Dealing in securities | 2012-06-21 | 2013-03-01 |
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