Lin, Yen-Chun (SFC:ASM080) 林彥君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMTD Wealth Management Solutions Group Limited | RO | Asset management | 2017-06-07 | 2018-12-31 | RO | Dealing in securities | 2017-06-07 | 2018-12-31 |
| 2 | ASSURED ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2019-04-15 | RO | Advising on securities | 2019-11-07 | RO | Dealing in securities | 2019-11-13 |
| 3 | orientiert International Markets Limited | RO | Asset management | 2016-11-09 | 2018-05-31 | RO | Dealing in securities | 2016-11-09 | 2018-05-31 |
| 4 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-02-20 | 2013-09-10 | Rep | Asset management | 2013-03-15 | 2015-10-05 | RO | Dealing in securities | 2013-09-10 | 2018-05-31 | RO | Asset management | 2015-10-05 | 2018-05-31 | Rep | Advising on securities | 2016-09-30 | 2018-05-31 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-02-25 | 2012-01-30 |
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