Lin, Yu-Ting (SFC:ASK367) 林玉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-08-19 | 2017-02-12 | Rep | Dealing in securities | 2017-02-13 | 2017-09-20 |
| 2 | WiseWings Capital Management Limited | RO | Advising on securities | 2019-02-28 | 2019-03-11 | RO | Dealing in securities | 2019-02-28 | 2019-03-11 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2009-02-05 | 2010-04-19 | Rep | Asset management | 2009-02-05 | 2010-04-19 | Rep | Dealing in securities | 2009-02-05 | 2012-08-01 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-26 | 2012-07-01 |
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