Liu, Kao-Jen 柳高仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on securities | 2015-02-03 | 2016-07-22 | Rep | Dealing in securities | 2015-02-03 | 2016-07-22 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-11-28 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-12-31 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-09 | 2018-12-31 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2007-12-27 | 2009-02-01 |
| 5 | Open Securities Limited | Rep | Dealing in futures contracts | 2012-07-24 | 2014-05-30 | Rep | Dealing in securities | 2012-07-24 | 2014-05-30 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-04-02 | 2012-06-01 | Rep | Dealing in futures contracts | 2009-06-17 | 2012-06-01 |
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