Lok, Kong Hung 駱港鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Automated trading services | 2004-01-19 | Rep | Dealing in securities | 2008-08-01 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2008-08-01 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2014-06-16 | 2014-07-23 | RO | Dealing in securities | 2014-07-23 | 2015-10-25 |
| 4 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2016-11-16 | 2019-09-03 |
| 5 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2015-12-28 | 2021-12-05 |
| 6 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2015-11-02 | 2015-12-28 | RO | Dealing in securities | 2015-12-28 | 2021-12-05 | RO | Advising on securities | 2020-06-17 | 2021-12-05 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-02 | 2014-06-06 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-22 | 2014-06-06 |
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