Mak, Derek Ho Yin 麥淏琂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-04 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2008-04-01 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-16 | 2013-09-13 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-25 | 2023-08-15 |
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