Mok, Chung Ho (SFC:AEU350) 莫頌豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Advising on corporate finance | 2003-08-07 | Rep | Advising on securities | 2006-10-16 | Rep | Asset management | 2006-10-16 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2006-12-06 | 2010-04-22 | Rep | Asset management | 2006-12-06 | 2010-04-22 | Rep | Dealing in securities | 2009-03-02 | 2010-04-22 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-05-12 | 2013-02-01 | Rep | Dealing in securities | 2010-05-12 | 2013-02-01 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-22 | 2013-02-01 | Rep | Dealing in securities | 2012-06-22 | 2013-02-01 |
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