Pui, Jerry 貝祖銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-03-12 | 2009-05-01 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-10-13 | 2008-12-12 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-08-27 | 2015-10-21 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-26 | 2015-10-21 |
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