So, Jiarong 蘇家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-10-25 | 2010-06-05 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-10-25 | 2010-06-05 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-01-08 | 2004-02-05 |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-01 | 2005-02-14 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-11-15 | 2005-02-14 |
| 6 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-05-28 | 2004-06-30 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-06-18 | 2015-12-04 | Rep | Dealing in securities | 2010-06-18 | 2015-12-04 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | Rep | Dealing in securities | 2012-06-26 | Rep | Advising on securities | 2020-10-15 |
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