Wong, Wai Yan (SFC:ARJ010) 黃慧欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-28 | 2012-08-01 | Yuanta Securities (Hong Kong) Company Limited | Rep | 2012-06-26 | 2012-08-01 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2012-08-13 | 2014-03-15 | Soochow Securities International Brokerage Limited | Rep | 2014-04-01 | 2019-07-26 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 2019-08-07 | 2021-05-19 | China Sunrise Securities (International) Limited | Rep | 2021-05-25 |
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