Xiao, Xin (SFC:AWU102) 肖欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-13 | 2012-08-17 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-27 | 2012-08-17 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-11 | 2015-09-12 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-11 | 2015-09-12 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-24 | 2020-06-24 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-09-24 | 2020-06-24 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-06 | 2020-06-24 |
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