Xie, Feng (SFC:AWP435) 謝峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2015-07-23 | 2017-05-20 | Rep | Advising on securities | 2015-07-23 | 2017-05-20 | Rep | Asset management | 2015-07-23 | 2017-05-20 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-02-07 | 2013-04-10 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-27 | 2015-01-16 |
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