Yang, Ja Wah 楊家華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-29 | 2013-08-05 | Rep | Advising on futures contracts | 2012-09-20 | 2013-08-05 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-29 | 2013-08-05 | Rep | Leveraged foreign exchange trading | 2012-09-20 | 2013-03-20 | Rep | Advising on securities | 2012-09-20 | 2013-08-05 |
| 3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2012-09-20 | 2013-08-05 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-02-07 | 2012-08-28 | Rep | Dealing in futures contracts | 2011-10-12 | 2012-08-28 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-27 | 2012-08-28 | Rep | Dealing in securities | 2012-06-27 | 2012-08-28 |
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