Yew, Lap Tak 姚立德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-02-24 | 2007-08-03 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-24 | 2007-08-03 | Rep | Leveraged foreign exchange trading | 2004-03-23 | 2007-08-03 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-05-29 | 2024-02-01 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-05-29 | 2024-02-01 |
| 5 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-01-26 | Rep | Asset management | 2004-01-26 | Rep | Dealing in futures contracts | 2004-02-11 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-26 | Rep | Advising on securities | 2004-01-26 | Rep | Asset management | 2004-01-26 | Rep | Dealing in securities | 2004-02-11 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-08-21 | 2012-05-25 | Rep | Dealing in securities | 2007-08-21 | 2012-05-25 |
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