Yip, Eddy Chun Kuen 葉俊權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-24 | 2021-09-04 | Rep | Dealing in securities | 2021-06-24 | 2021-09-04 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-31 | 2010-05-15 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Dealing in securities | 2018-02-02 | 2018-08-30 | Rep | Advising on securities | 2018-03-02 | 2018-08-30 | RO | Advising on securities | 2018-08-30 | 2020-09-04 | RO | Dealing in securities | 2018-08-30 | 2020-09-04 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-30 | 2013-04-10 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-27 | 2017-12-28 | Rep | Asset management | 2016-07-26 | 2017-12-28 |
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