Yuen, Hing Kin 袁興健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-12-18 | |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2003-08-13 | |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2003-08-13 | |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-09-09 | 2013-09-13 | Yuanta Securities (Hong Kong) Company Limited | Rep | 2012-06-27 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2013-09-13 | Yuanta Securities (Hong Kong) Company Limited | Rep | 2012-06-27 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2010-10-26 | 2013-09-13 | Yuanta Securities (Hong Kong) Company Limited | Rep | 2012-06-27 | 2016-10-31 |
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