Loh, Yiu Fai 陸耀輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Automated trading services | 2003-05-31 | Rep | Dealing in futures contracts | 2003-05-31 |
2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-05-31 | |
3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Automated trading services | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 |
4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-06 | 2012-10-17 |
5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-06 | 2012-10-17 |
6 | Friedmann Pacific Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-05-06 | 2009-05-29 |
7 | KGI ASIA LIMITED | Rep | Advising on securities | 2012-03-05 | 2012-07-24 | Rep | Dealing in securities | 2012-03-05 | 2012-07-24 |
8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-05 | 2012-07-24 |
9 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-05 | 2007-02-17 |
10 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-05 | 2005-09-22 | RO | Dealing in securities | 2005-09-22 | 2007-02-17 | RO | Advising on securities | 2005-11-17 | 2007-02-17 |
11 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-06-11 | 2012-02-22 | Rep | Dealing in securities | 2009-06-11 | 2012-02-22 |
12 | Public Securities Limited | Rep | Dealing in securities | 2012-10-24 | 2013-03-04 |
13 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-03-12 | 2008-10-25 |
14 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-03-12 | 2007-05-07 | Rep | Dealing in securities | 2007-03-12 | 2008-10-25 | RO | Advising on securities | 2007-05-07 | 2008-10-25 |
15 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-11-12 | 2004-08-19 | Rep | Dealing in futures contracts | 2003-11-12 | 2004-10-17 |
16 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-11-12 | 2004-08-19 | Rep | Automated trading services | 2003-11-12 | 2004-08-19 | Rep | Dealing in securities | 2003-11-12 | 2004-10-17 |
17 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2009-05-06 | 2009-05-29 | Rep | Advising on futures contracts | 2019-06-28 | 2019-12-28 | Rep | Advising on securities | 2019-06-28 | 2019-12-28 | Rep | Asset management | 2019-06-28 | 2019-12-28 | Rep | Dealing in futures contracts | 2019-06-28 | 2019-12-28 | Rep | Dealing in securities | 2019-06-28 | 2019-12-28 |
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