Loh, Yiu Fai 陸耀輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED Rep Advising on futures contracts 2003-05-31
Rep Asset management 2003-05-31
Rep Automated trading services 2003-05-31
Rep Dealing in futures contracts 2003-05-31
2 CELESTIAL FINANCE LIMITED Rep Securities margin financing 2003-05-31
3 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2003-05-31
Rep Advising on securities 2003-05-31
Rep Asset management 2003-05-31
Rep Automated trading services 2003-05-31
Rep Dealing in securities 2003-05-31
4 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2012-09-06 2012-10-17
5 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2012-09-06 2012-10-17
6 Friedmann Pacific Asset Management (Hong Kong) Limited Rep Advising on securities 2009-05-06 2009-05-29
7 KGI ASIA LIMITED Rep Advising on securities 2012-03-05 2012-07-24
Rep Dealing in securities 2012-03-05 2012-07-24
8 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-03-05 2012-07-24
9 PIPER JAFFRAY ASIA FUTURES LIMITED Rep Dealing in futures contracts 2004-11-05 2007-02-17
10 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Dealing in securities 2004-11-05 2005-09-22
RO Dealing in securities 2005-09-22 2007-02-17
RO Advising on securities 2005-11-17 2007-02-17
11 PRESIDENT SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2009-06-11 2012-02-22
Rep Dealing in securities 2009-06-11 2012-02-22
12 Public Securities Limited Rep Dealing in securities 2012-10-24 2013-03-04
13 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2007-03-12 2008-10-25
14 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2007-03-12 2007-05-07
Rep Dealing in securities 2007-03-12 2008-10-25
RO Advising on securities 2007-05-07 2008-10-25
15 SHUN LOONG FUTURES LIMITED Rep Advising on futures contracts 2003-11-12 2004-08-19
Rep Dealing in futures contracts 2003-11-12 2004-10-17
16 SHUN LOONG SECURITIES COMPANY LIMITED Rep Advising on securities 2003-11-12 2004-08-19
Rep Automated trading services 2003-11-12 2004-08-19
Rep Dealing in securities 2003-11-12 2004-10-17
17 Sino-Rich Securities & Futures Limited Rep Dealing in securities 2009-05-06 2009-05-29
Rep Advising on futures contracts 2019-06-28 2019-12-28
Rep Advising on securities 2019-06-28 2019-12-28
Rep Asset management 2019-06-28 2019-12-28
Rep Dealing in futures contracts 2019-06-28 2019-12-28
Rep Dealing in securities 2019-06-28 2019-12-28

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