Loh, Yiu Fai 陸耀輝

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED Rep Advising on futures contracts 2003-05-31
2 CELESTIAL COMMODITIES LIMITED Rep Asset management 2003-05-31
3 CELESTIAL COMMODITIES LIMITED Rep Automated trading services 2003-05-31
4 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2003-05-31
5 CELESTIAL FINANCE LIMITED Rep Securities margin financing 2003-05-31
6 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2003-05-31
7 CELESTIAL SECURITIES LIMITED Rep Advising on securities 2003-05-31
8 CELESTIAL SECURITIES LIMITED Rep Asset management 2003-05-31
9 CELESTIAL SECURITIES LIMITED Rep Automated trading services 2003-05-31
10 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2003-05-31
11 SHUN LOONG FUTURES LIMITED Rep Advising on futures contracts 2003-11-12 2004-08-19
12 SHUN LOONG SECURITIES COMPANY LIMITED Rep Advising on securities 2003-11-12 2004-08-19
13 SHUN LOONG SECURITIES COMPANY LIMITED Rep Automated trading services 2003-11-12 2004-08-19
14 SHUN LOONG FUTURES LIMITED Rep Dealing in futures contracts 2003-11-12 2004-10-17
15 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2003-11-12 2004-10-17
16 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Dealing in securities 2004-11-05 2005-09-22
17 PIPER JAFFRAY ASIA FUTURES LIMITED Rep Dealing in futures contracts 2004-11-05 2007-02-17
18 PIPER JAFFRAY ASIA SECURITIES LIMITED RO Dealing in securities 2005-09-22 2007-02-17
19 PIPER JAFFRAY ASIA SECURITIES LIMITED RO Advising on securities 2005-11-17 2007-02-17
20 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2007-03-12 2007-05-07
21 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2007-03-12 2008-10-25
22 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2007-03-12 2008-10-25
23 RHB SECURITIES HONG KONG LIMITED RO Advising on securities 2007-05-07 2008-10-25
24 Friedmann Pacific Asset Management (Hong Kong) Limited Rep Advising on securities 2009-05-06 2009-05-29
25 Sino-Rich Securities & Futures Limited Rep Dealing in securities 2009-05-06 2009-05-29
26 PRESIDENT SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2009-06-11 2012-02-22
27 PRESIDENT SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-06-11 2012-02-22
28 KGI ASIA LIMITED Rep Advising on securities 2012-03-05 2012-07-24
29 KGI ASIA LIMITED Rep Dealing in securities 2012-03-05 2012-07-24
30 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-03-05 2012-07-24
31 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2012-09-06 2012-10-17
32 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2012-09-06 2012-10-17
33 Public Securities Limited Rep Dealing in securities 2012-10-24 2013-03-04
34 Sino-Rich Securities & Futures Limited Rep Advising on futures contracts 2019-06-28 2019-12-28
35 Sino-Rich Securities & Futures Limited Rep Advising on securities 2019-06-28 2019-12-28
36 Sino-Rich Securities & Futures Limited Rep Asset management 2019-06-28 2019-12-28
37 Sino-Rich Securities & Futures Limited Rep Dealing in futures contracts 2019-06-28 2019-12-28
38 Sino-Rich Securities & Futures Limited Rep Dealing in securities 2019-06-28 2019-12-28

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