Loh, Yiu Fai 陸耀輝

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2003-05-31
2 CELESTIAL COMMODITIES LIMITED Rep Advising on futures contracts 2003-05-31
3 SHUN LOONG FUTURES LIMITED Rep Advising on futures contracts 2003-11-12 2004-08-19
4 Sino-Rich Securities & Futures Limited Rep Advising on futures contracts 2019-06-28 2019-12-28
5 CELESTIAL SECURITIES LIMITED Rep Advising on securities 2003-05-31
6 SHUN LOONG SECURITIES COMPANY LIMITED Rep Advising on securities 2003-11-12 2004-08-19
7 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2007-03-12 2007-05-07
8 Friedmann Pacific Asset Management (Hong Kong) Limited Rep Advising on securities 2009-05-06 2009-05-29
9 PRESIDENT SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2009-06-11 2012-02-22
10 KGI ASIA LIMITED Rep Advising on securities 2012-03-05 2012-07-24
11 Sino-Rich Securities & Futures Limited Rep Advising on securities 2019-06-28 2019-12-28
12 CELESTIAL COMMODITIES LIMITED Rep Asset management 2003-05-31
13 CELESTIAL SECURITIES LIMITED Rep Asset management 2003-05-31
14 Sino-Rich Securities & Futures Limited Rep Asset management 2019-06-28 2019-12-28
15 CELESTIAL COMMODITIES LIMITED Rep Automated trading services 2003-05-31
16 CELESTIAL SECURITIES LIMITED Rep Automated trading services 2003-05-31
17 SHUN LOONG SECURITIES COMPANY LIMITED Rep Automated trading services 2003-11-12 2004-08-19
18 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2003-05-31
19 SHUN LOONG FUTURES LIMITED Rep Dealing in futures contracts 2003-11-12 2004-10-17
20 PIPER JAFFRAY ASIA FUTURES LIMITED Rep Dealing in futures contracts 2004-11-05 2007-02-17
21 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2007-03-12 2008-10-25
22 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-03-05 2012-07-24
23 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2012-09-06 2012-10-17
24 Sino-Rich Securities & Futures Limited Rep Dealing in futures contracts 2019-06-28 2019-12-28
25 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2003-05-31
26 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2003-11-12 2004-10-17
27 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Dealing in securities 2004-11-05 2005-09-22
28 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2007-03-12 2008-10-25
29 Sino-Rich Securities & Futures Limited Rep Dealing in securities 2009-05-06 2009-05-29
30 PRESIDENT SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-06-11 2012-02-22
31 KGI ASIA LIMITED Rep Dealing in securities 2012-03-05 2012-07-24
32 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2012-09-06 2012-10-17
33 Public Securities Limited Rep Dealing in securities 2012-10-24 2013-03-04
34 Sino-Rich Securities & Futures Limited Rep Dealing in securities 2019-06-28 2019-12-28
35 CELESTIAL FINANCE LIMITED Rep Securities margin financing 2003-05-31
36 PIPER JAFFRAY ASIA SECURITIES LIMITED RO Advising on securities 2005-11-17 2007-02-17
37 RHB SECURITIES HONG KONG LIMITED RO Advising on securities 2007-05-07 2008-10-25
38 PIPER JAFFRAY ASIA SECURITIES LIMITED RO Dealing in securities 2005-09-22 2007-02-17

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top