Chan, Hoi Wai (SFC:ALZ804) 陳海威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-25 | 2006-09-30 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-25 | 2006-09-30 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-25 | 2006-09-30 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2006-10-16 | 2015-11-15 | Rep | Asset management | 2008-11-27 | 2015-11-15 |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-10-16 | 2015-11-15 |
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