Lam, Kou Ngai 林高巍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-11-16 | 2010-02-25 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-04-21 | 2009-05-04 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-04-21 | 2009-05-04 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-10-19 | 2010-02-25 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-05-11 | 2009-09-12 | Rep | Dealing in securities | 2010-03-05 | 2014-06-01 |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-05 | 2014-06-01 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-04-08 | 2009-04-14 |
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