Wu, Linman 吳林蔓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2011-08-02 | 2012-04-30 |
| 2 | RONGTONG GLOBAL INVESTMENT LIMITED | Rep | Advising on securities | 2023-10-16 | Rep | Asset management | 2023-10-16 | Rep | Dealing in securities | 2023-10-16 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-10-07 | 2014-11-01 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-07 | 2014-11-01 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-06-13 | 2014-08-28 |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-11-23 | 2014-08-28 |
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