Yim, Chi Keung (SFC:ASS279) 嚴志強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-10-12 | |
| 2 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2019-05-16 | 2021-08-08 |
| 3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2019-05-16 | 2021-08-08 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-08-17 | 2021-09-10 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-08-17 | 2021-09-10 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-04-03 | 2009-11-06 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-03 | 2009-11-06 |
| 8 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-12-07 | 2012-01-31 | Rep | Dealing in securities | 2012-04-18 | 2015-08-24 |
| 9 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-12-07 | 2012-01-31 | Rep | Dealing in futures contracts | 2012-04-18 | 2015-08-24 |
| 10 | Quam Securities Limited | Rep | Dealing in futures contracts | 2017-06-22 | 2019-05-05 | Rep | Dealing in securities | 2017-06-22 | 2019-05-05 |
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