Cheng, Kwan Lun 鄭昆侖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Tonghai (IA) Limited | Rep | Advising on securities | 2005-09-29 | 2008-02-03 | Rep | Advising on securities | 2010-11-08 | 2011-01-11 | RO | Advising on securities | 2011-01-11 | 2013-09-02 |
| 2 | Everbright Capital Management Limited | Rep | Advising on securities | 2008-02-26 | 2009-05-31 | Rep | Asset management | 2008-05-06 | 2009-05-31 |
| 3 | Everbright-Efund Fund Management Limited | Rep | Advising on securities | 2008-02-26 | 2009-05-31 | Rep | Asset management | 2008-05-06 | 2009-05-31 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-02 | 2005-09-21 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-10-18 | 2005-09-21 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-18 | 2005-09-21 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-10-18 | 2005-09-21 |
| 8 | Quam Securities Limited | Rep | Asset management | 2013-09-10 | 2018-02-09 | Rep | Dealing in securities | 2013-09-10 | 2018-02-09 |
| 9 | Soliton Capital Management Limited | RO | Advising on securities | 2019-01-03 | RO | Asset management | 2019-01-03 |
| 10 | Soliton Securities Limited | Rep | Advising on securities | 2021-02-23 | Rep | Dealing in securities | 2021-02-23 |
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