Chan, Henry Chi Sheung 陳志尚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2013-03-04 | 2013-03-19 | RO | Advising on securities | 2013-03-19 | 2021-09-03 |
| 2 | China Tonghai (IA) Limited | Rep | Advising on securities | 2004-01-10 | 2005-05-25 | RO | Advising on securities | 2005-05-25 | 2010-10-20 |
| 3 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-03-16 | 2013-03-01 | Rep | Asset management | 2012-03-16 | 2013-03-01 | Rep | Dealing in securities | 2012-03-16 | 2013-03-01 |
| 4 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2011-01-10 | 2011-11-01 | RO | Advising on securities | 2011-01-10 | 2011-11-01 |
| 5 | Quam Securities Limited | Rep | Asset management | 2007-11-15 | 2011-11-01 | Rep | Dealing in securities | 2011-01-10 | 2011-11-01 |
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