Potter, Simon James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Nanjia Capital Limited (HK) | RO | Asset management | 2016-10-20 | RO | Dealing in securities | 2018-04-12 | 2022-04-13 | RO | Dealing in securities | 2024-04-17 |
2 | orientiert International Markets Limited | Rep | Advising on securities | 2008-09-24 | 2011-05-31 | Rep | Asset management | 2008-09-24 | 2011-05-31 | Rep | Dealing in securities | 2008-09-24 | 2011-05-31 | Rep | Advising on securities | 2013-02-06 | 2014-01-31 | Rep | Asset management | 2013-02-06 | 2014-01-31 | Rep | Dealing in securities | 2013-02-06 | 2014-01-31 | Rep | Asset management | 2015-06-25 | 2016-04-10 | Rep | Dealing in securities | 2015-06-25 | 2016-04-10 |
3 | PARRY CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-02-14 | 2015-04-10 |
4 | Parry International Trading Limited | Rep | Dealing in securities | 2014-02-14 | 2015-04-10 |
5 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2011-07-05 | 2012-10-11 | Rep | Asset management | 2011-07-05 | 2012-10-11 |
6 | Quam Securities Limited | Rep | Dealing in securities | 2011-08-10 | 2013-01-01 |
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