Au Yeung, Fai Wa 歐陽輝華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-10-09 | 2010-12-01 | Rep | Advising on futures contracts | 2007-05-22 | 2010-12-01 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-10-09 | 2010-12-01 | Rep | Dealing in securities | 2006-10-09 | 2010-12-01 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-10 | 2006-09-16 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-24 | 2006-09-16 | Rep | Advising on securities | 2005-11-02 | 2006-09-16 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2010-12-16 | 2015-12-31 | Rep | Dealing in futures contracts | 2010-12-16 | 2015-12-31 | Rep | Dealing in securities | 2010-12-16 | 2015-12-31 |
| 6 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-12 | |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-12 |
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