Chan, Po Kei (SFC:ADW721) 陳寶基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Advising on corporate finance | 2004-01-10 | |
| 2 | QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-10 | |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2004-01-10 | |
| 4 | QUAM FUTURES LIMITED | Rep | Asset management | 2004-01-10 | |
| 5 | Quam Securities Limited | Rep | Asset management | 2004-01-10 | |
| 6 | QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-31 | |
| 7 | Quam Securities Limited | Rep | Dealing in futures contracts | 2004-10-26 | 2015-01-13 |
| 8 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-01-14 | 2017-01-01 |
| 9 | Quam Securities Limited | Rep | Dealing in securities | 2015-01-13 | |
| 10 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-01-14 | 2017-01-01 |
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