Chan, Kitty Pui Man 陳蓓敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-04-21 | 2006-08-15 | RO | Asset management | 2006-08-15 | 2007-12-11 | Rep | Asset management | 2007-12-11 | 2010-05-01 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-08-16 | 2010-05-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-26 | 2010-05-01 |
| 4 | CHINA RICH ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2006-04-01 | RO | Asset management | 2006-04-01 |
| 5 | Funderstone Asset Management (HK) Limited | RO | Asset management | 2012-03-05 | 2013-03-23 |
| 6 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-01-30 | 2013-03-23 |
| 7 | Funderstone Securities Limited | Rep | Dealing in securities | 2012-01-30 | 2013-03-23 |
| 8 | HUNG SING FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-16 | 2019-12-30 |
| 9 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-16 | Rep | Asset management | 2013-04-16 | 2013-05-23 | RO | Asset management | 2013-05-23 | RO | Advising on securities | 2017-09-28 | 2018-04-20 | RO | Advising on securities | 2019-02-20 |
| 10 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2010-05-17 | 2010-06-30 | RO | Asset management | 2010-06-30 | 2010-11-01 |
| 11 | Quam Securities Limited | Rep | Asset management | 2010-05-17 | 2011-12-30 | Rep | Dealing in futures contracts | 2010-05-17 | 2011-12-30 | Rep | Dealing in securities | 2010-05-17 | 2011-12-30 |
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