Chan, Yiu Ting 陳耀庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-06 | Rep | Asset management | 2004-01-06 | Rep | Dealing in futures contracts | 2005-09-21 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-01-06 | Rep | Automated trading services | 2004-01-06 | Rep | Dealing in securities | 2005-09-21 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-09-21 | 2011-04-22 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-21 | 2011-04-22 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-05-03 | 2018-07-26 | Rep | Dealing in securities | 2011-05-03 | 2018-07-26 |
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