Chan, Yu Kong 陳宇江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-18 | 2011-07-16 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-05-22 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-12-27 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-03 | 2008-02-01 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2011-07-25 | 2017-03-31 |
| 5 | SUN GROWTH SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-05 | Rep | Advising on securities | 2004-06-05 | Rep | Asset management | 2004-06-05 | Rep | Dealing in securities | 2005-08-02 |
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