Chau, Wa (SFC:APJ881) 鄒華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-12-10 | 2011-07-07 |
| 2 | Cushman & Wakefield Capital Asia (HK) Limited | Rep | Advising on corporate finance | 2008-03-05 | 2009-08-28 | Rep | Dealing in securities | 2008-03-05 | 2009-08-28 |
| 3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2019-02-22 | 2019-03-28 | Rep | Dealing in securities | 2019-02-22 | 2019-03-28 | RO | Advising on corporate finance | 2019-03-28 | 2021-10-31 | RO | Dealing in securities | 2019-03-28 | 2021-10-31 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2011-08-03 | 2014-02-20 | Rep | Advising on corporate finance | 2012-06-18 | 2014-02-20 |
| 5 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-01-16 | 2017-10-26 | RO | Advising on corporate finance | 2017-10-26 | 2019-02-20 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-02-25 | 2015-10-16 | RO | Dealing in securities | 2015-10-16 | 2019-02-20 |
| 7 | Tenacity Partners Limited | Rep | Advising on corporate finance | 2010-10-22 | 2010-11-28 | Rep | Dealing in securities | 2010-10-22 | 2010-11-28 |
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