Chow, Tsz Lam 周梓霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Agg. Asset Management Limited | RO | Advising on securities | 2017-05-04 | 2019-04-11 | RO | Asset management | 2017-05-04 | 2019-04-11 | RO | Dealing in securities | 2017-05-04 | 2019-04-11 |
| 2 | Atlantic Asset Management Limited | Rep | Advising on securities | 2014-08-07 | 2016-11-05 | Rep | Asset management | 2014-08-07 | 2016-11-05 |
| 3 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2013-08-01 | 2016-11-05 | Rep | Dealing in securities | 2013-08-01 | 2016-11-05 |
| 4 | INFINITY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-01-17 | RO | Asset management | 2020-01-17 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-06-10 | 2011-11-01 | Rep | Dealing in securities | 2011-06-10 | 2011-11-01 |
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