Choy, Yau Fai 蔡佑徽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | Rep | Advising on securities | 2008-04-03 | 2008-10-03 |
2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2010-06-18 |
3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-06-18 |
4 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-11 | 2016-08-17 |
5 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-11 | 2016-08-17 |
6 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-08 | 2009-08-19 |
7 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-08 | 2009-08-19 |
8 | Kai Yin Securities Limited | RO | Dealing in securities | 2016-08-31 | 2021-01-05 | RO | Advising on securities | 2017-03-16 | 2021-01-05 | Rep | Dealing in futures contracts | 2018-08-14 | 2019-10-22 | RO | Dealing in futures contracts | 2019-10-22 | 2021-01-05 |
9 | Quam Securities Limited | Rep | Asset management | 2010-07-09 | 2012-03-15 | Rep | Dealing in futures contracts | 2010-07-09 | 2012-03-15 | Rep | Dealing in securities | 2010-07-09 | 2012-03-15 |
10 | Ruibang Securities Limited | RO | Advising on securities | 2021-01-08 | 2021-04-30 | RO | Dealing in securities | 2021-01-08 | 2021-04-30 |
11 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2012-03-23 | 2012-12-18 | RO | Advising on securities | 2012-12-18 | 2015-02-27 | RO | Dealing in securities | 2012-12-18 | 2015-02-27 |
12 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-04-10 | 2016-02-01 |
13 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-03-10 | 2016-02-01 |
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