Gornall, Adrian Rubin

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Aletheia Analyst Network Limited Rep Dealing in securities 2008-10-01 2009-09-18
2 China Tonghai Securities Limited Rep Dealing in securities 2010-01-26 2011-10-22
3 CLSA LIMITED Rep Dealing in securities 2004-06-02 2008-07-17
4 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2003-04-23 2004-05-10
5 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2003-04-23 2004-05-10
6 ORIENTAL PATRON SECURITIES LIMITED Rep Dealing in securities 2012-01-19 2012-09-01
7 Religare Capital Markets (Hong Kong) Limited Rep Dealing in securities 2015-06-16 2015-10-09
RO Advising on securities 2015-10-09 2016-03-01
RO Dealing in securities 2015-10-09 2016-03-01
8 Sunrise Brokers (Hong Kong) Limited Rep Dealing in securities 2016-05-12 2019-02-28

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