Lau, Andy Chin Yung 劉展榕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Securities Company Limited (The) | Rep | Dealing in securities | 2012-04-13 | 2012-05-07 | RO | Advising on securities | 2012-05-07 | 2012-12-13 | RO | Dealing in securities | 2012-05-07 | 2012-12-13 |
| 2 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-09 | 2011-08-18 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2011-08-18 |
| 4 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-06 | Rep | Advising on securities | 2004-02-06 | Rep | Asset management | 2004-02-06 | Rep | Dealing in securities | 2005-05-31 |
| 5 | INTEGRITY SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-21 | 2013-02-27 | RO | Dealing in securities | 2013-02-27 | 2015-06-18 |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-08-22 | 2012-03-01 | Rep | Dealing in securities | 2011-08-22 | 2012-03-01 |
| 7 | Superactive Financial Group Company Limited | RO | Advising on securities | 2015-06-30 | RO | Asset management | 2015-06-30 | Rep | Advising on futures contracts | 2015-06-30 | 2017-09-21 | RO | Advising on futures contracts | 2017-09-21 | RO | Dealing in securities | 2018-06-08 | 2020-08-25 |
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