Lau, Kwok Hung (SFC:AFQ054) 劉國雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-01-02 | |
| 2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2004-01-02 | |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Asset management | 2004-01-02 | |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Automated trading services | 2004-01-02 | |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2005-04-01 | |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-01 | 2011-04-14 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2011-04-18 | 2016-05-31 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-06-10 | 2017-10-02 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2019-02-21 |
| 10 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-19 | 2022-01-31 |
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