Lau, Shu Kit 劉樹傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-06-06 | 2009-06-30 |
| 2 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-06 | 2009-06-30 |
| 3 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-29 | Rep | Advising on securities | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in securities | 2005-05-31 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-06-10 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2019-06-03 |
| 6 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in futures contracts | 2005-05-31 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-07-03 | 2011-04-14 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-03 | 2011-04-14 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-04-18 | 2016-05-31 | Rep | Dealing in securities | 2011-04-18 | 2016-05-31 |
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