Law, Louies Ka Lin 羅嘉年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2016-04-11 | 2016-04-13 | Rep | Dealing in securities | 2016-04-11 | 2016-04-13 | RO | Advising on securities | 2016-04-13 | 2017-01-11 | RO | Dealing in securities | 2016-04-13 | 2017-01-11 |
| 2 | Lego Securities Limited | RO | Dealing in securities | 2017-01-19 | 2020-08-21 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-18 | 2010-11-13 | Rep | Leveraged foreign exchange trading | 2008-05-16 | 2010-11-13 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-01 | 2010-11-13 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-11-17 | 2016-04-01 | Rep | Dealing in securities | 2010-11-17 | 2016-04-01 | Rep | Asset management | 2015-07-22 | 2016-04-01 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-08-08 | 2008-01-30 |
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