Law, Wai Yin (SFC:ARH653) 羅慧妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | Rep | Dealing in securities | 2021-10-27 | 2022-06-24 | Rep | Advising on securities | 2021-11-17 | Rep | Asset management | 2021-11-17 | 2022-06-24 | RO | Asset management | 2022-06-24 | RO | Dealing in securities | 2022-06-24 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2019-10-23 | 2021-10-07 | Rep | Dealing in securities | 2019-10-23 | 2021-10-07 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2008-08-14 | 2019-08-09 | Rep | Dealing in securities | 2008-08-14 | 2019-08-09 | Rep | Asset management | 2011-02-28 | 2019-08-09 |
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