Lee, Jeong Ju
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Dealing in securities | 2011-08-11 | 2012-06-01 | Rep | Advising on securities | 2011-08-22 | 2012-06-01 |
| 2 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2007-01-10 | 2007-08-02 |
| 3 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2007-01-10 | 2007-08-02 |
| 4 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-01-13 | 2011-06-17 | Rep | Dealing in securities | 2014-08-29 | 2023-09-19 |
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