Lee, Kai Ho (SFC:AVM533) 李啟浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-06-25 | 2015-07-22 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2015-08-14 | 2017-04-26 |
| 3 | China Tonghai (IA) Limited | Rep | Advising on securities | 2013-01-08 | 2013-06-29 |
| 4 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2017-05-08 | 2020-05-22 | RO | Advising on securities | 2020-05-22 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2024-01-24 | |
| 6 | Quam Securities Limited | Rep | Dealing in securities | 2010-07-13 | 2013-06-29 | Rep | Dealing in futures contracts | 2010-09-28 | 2013-06-29 | Rep | Advising on securities | 2011-08-22 | 2013-06-29 |
| 7 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2013-07-12 | 2015-01-13 | RO | Advising on securities | 2015-01-13 | 2015-06-05 |
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