Lee, Wai Kwan (SFC:APG477) 李慧群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-09-04 | 2008-01-12 |
| 2 | Quam Securities Limited | Rep | Dealing in securities | 2008-02-18 | Rep | Dealing in futures contracts | 2008-04-29 | Rep | Asset management | 2011-02-16 |
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