Li, Sisi (SFC:AWL795) 黎偲偲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2016-10-20 | 2019-09-09 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-05-28 | 2016-07-12 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-05-28 | 2016-07-12 |
| 4 | Oakwise Capital Management Limited | Rep | Advising on securities | 2019-09-12 | 2019-09-18 | Rep | Asset management | 2019-09-12 | 2019-09-18 | RO | Advising on securities | 2019-09-18 | RO | Asset management | 2019-09-18 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-12-16 | 2014-05-24 | Rep | Dealing in securities | 2010-12-16 | 2014-05-24 |
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