Ling, Cheuk Wing Henry 凌卓榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2014-07-25 | 2017-03-01 | Rep | Asset management | 2014-07-25 | 2017-03-01 |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-07-25 | 2017-03-01 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2014-07-25 | 2017-03-01 | Rep | Dealing in securities | 2014-07-25 | 2017-03-01 |
| 4 | LW Asset Management Advisors Limited | RO | Asset management | 2019-06-14 | 2023-10-31 | Rep | Asset management | 2023-10-31 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2009-12-17 | 2014-06-21 | Rep | Asset management | 2009-12-17 | 2014-06-21 | Rep | Dealing in securities | 2010-02-10 | 2014-06-21 | Rep | Dealing in futures contracts | 2011-05-31 | 2014-06-21 |
| 6 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-02 | 2009-11-23 | Rep | Asset management | 2009-02-02 | 2009-11-23 |
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