Liu, Chi Yeung 廖摯洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2017-06-21 | 2019-01-30 | RO | Asset management | 2017-06-21 | 2019-01-30 | Rep | Advising on securities | 2019-03-12 | 2019-04-09 | Rep | Asset management | 2019-03-12 | 2019-04-09 | RO | Advising on securities | 2019-04-09 | 2023-12-28 | RO | Asset management | 2019-04-09 | 2023-12-28 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-06-30 | 2010-09-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-30 | 2010-09-01 |
| 4 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-08-18 | 2006-06-19 | Rep | Asset management | 2005-08-18 | 2006-06-19 |
| 5 | FUDA CAPITAL LIMITED | RO | Advising on securities | 2019-02-13 | 2019-03-02 | RO | Asset management | 2019-02-13 | 2019-03-02 |
| 6 | Funderstone Securities Limited | Rep | Asset management | 2011-12-12 | 2013-01-31 | Rep | Dealing in securities | 2011-12-12 | 2013-01-31 |
| 7 | HUNG SING SECURITIES LIMITED | Rep | Asset management | 2013-02-14 | 2015-08-07 | Rep | Dealing in securities | 2013-02-14 | 2015-08-07 |
| 8 | Matrix Asset Management Limited | RO | Advising on securities | 2015-10-14 | 2016-08-22 | RO | Asset management | 2015-10-14 | 2016-08-22 |
| 9 | Quam Securities Limited | Rep | Asset management | 2010-10-19 | 2011-10-31 | Rep | Dealing in securities | 2010-10-19 | 2011-10-31 |
| 10 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2006-06-19 |
| 11 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2016-09-12 | 2016-10-28 | Rep | Asset management | 2016-09-12 | 2016-10-28 | RO | Advising on securities | 2016-10-28 | 2017-06-01 | RO | Asset management | 2016-10-28 | 2017-06-01 | RO | Dealing in securities | 2016-10-28 | 2017-06-01 |
| 12 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-12-21 | 2017-06-01 |
| 13 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-04-28 | 2006-06-19 |
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