Lo, Katherina Ka Shun 盧嘉舜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ABCI Securities Company Limited Rep Dealing in securities 2010-06-10 2010-09-17
2 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2008-02-22 2009-07-07
Rep Dealing in securities 2008-02-22 2009-07-07
3 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2006-09-04 2007-08-31
4 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2006-09-04 2007-08-31
5 GET NICE FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2005-04-13 2006-08-22
6 GET NICE SECURITIES LIMITED Rep Dealing in securities 2005-04-13 2006-08-22
7 HONG KONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2004-03-02
Rep Asset management 2004-03-02
Rep Dealing in futures contracts 2005-04-13
8 HONG KONG INTERNATIONAL SECURITIES LIMITED Rep Advising on corporate finance 2004-03-02
Rep Advising on securities 2004-03-02
Rep Asset management 2004-03-02
Rep Dealing in securities 2005-04-13
9 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2009-09-08 2010-06-02
10 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-09-08 2010-06-02
11 Quam Securities Limited Rep Dealing in futures contracts 2010-10-21 2014-01-01
Rep Dealing in securities 2010-10-21 2014-01-01
12 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2007-09-14 2008-02-17
13 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2007-09-14 2008-02-17

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